SEC Compliance
Reviews/Quality Control
Marcum & Kliegman LLP complies with the quality control standards established by AICPA (American Institute of Certified Public Accountants). We adhere to a program that addresses independence, integrity, and objectivity; personnel management; acceptance and continuance of clients; engagement performance; and monitoring.
Review Department
Marcum & Kliegman's review department serves as a technical resource for guidance with respect to Generally Accepted Accounting Principles (GAAP), Generally Accepted Auditing Standards (GAAS), Securities and Exchange Commission (SEC) Compliance, and all other accounting and audit-related issues.
Peer Review
To ensure that Marcum & Kliegman's quality control standards meet, adhere to, and are in compliance with the standards established by the SEC Practice Section of the AICPA, we are reviewed tri-annually by a process called "Peer Review." Peer review consists of a rigorous examination of the Firm's systems, procedures and quality controls relating to the auditing, reviews, and compilations that Marcum & Kliegman performs. It is conducted by an independent CPA firm that issues an opinion based on their analysis. This review dictates that our system of quality control for auditing and accounting practices continue to meet objectives of and comply with the quality control standards established by the AICPA and monitored by the SEC and the PCAOB.
Specialty Audits
In addition to performing audits on financial statements of our regular clients, we perform specialty audits and offer a vast array of services to specialty industries, some of which are listed below.
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Audits/Specialty Services
- Employee Benefits (ERISA)
- Collateral Audits
- Due Diligence
- Specified Elements
- Regulatory Agencies
- Litigation Services
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Specialty Industries
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Services